Question 1

How does the client onboarding process work?

Accepted Answer

The process begins with a consultation about your objectives, investment experience, time horizon, liquidity needs, financial circumstances, risk tolerance and capacity for loss. If the proposed service may be suitable, Maryana completes the required identity, source-of-funds and other AML/KYC checks and provides the applicable agreements and disclosures for review before any investment is made.

See the Your Money & Account Structure overview and AML/KYC information.

Question 2

What is the minimum investment?

Accepted Answer

Private-client mandates typically begin at $1M CAD in assets under guidance. Family-office and institutional mandates are structured case by case. The applicable minimum, if any, is confirmed during onboarding and documented before investment.

Question 3

What documents will I receive before investing?

Accepted Answer

Before committing capital, clients receive the agreements and disclosures applicable to their service or mandate. These include the relevant investment strategy and risk information, fee information, account and custody arrangements, funding instructions, withdrawal terms and other required documentation. The exact document set depends on the engagement.

Question 4

Where are client assets held?

Accepted Answer

Client assets are held and administered according to the account and custody arrangements described in the applicable client documentation. Before committing capital, clients receive information about the account structure, custody arrangements and institutions involved. The current public website does not identify a single custodian or account institution because the applicable arrangement has not been confirmed here.

Question 5

Does Maryana Capital have custody of client assets?

Accepted Answer

Maryana Capital's custody status is not stated in the currently verified public information. The applicable client agreement and account or custody documentation identify who holds and administers assets and the role of each institution before any capital is transferred. Maryana's administrator must confirm the custody model before a more specific public statement is made.

Question 6

How do I withdraw funds?

Accepted Answer

The party to contact, the method for submitting a request, any notice period, whether investments must first be sold, and any applicable restrictions or costs depend on the account, investment and institutions involved. Withdrawal timing depends on the applicable account, investment and processing requirements. These terms are provided before investment in the applicable client and account documentation; no withdrawal timeline or liquidity is guaranteed on this website.

Question 7

What fees does Maryana Capital charge?

Accepted Answer

Discretionary mandates use an asset-based fee. Advisory engagements are structured as retainer or project fees. The applicable amount, calculation method, billing frequency and terms depend on the service and mandate and are disclosed before the client commits capital in the applicable fee disclosure and client agreement.

Question 8

Are there performance fees?

Accepted Answer

The current public website does not state that a performance fee applies. Whether any performance-based fee applies to a particular mandate is confirmed in the applicable fee disclosure and client agreement before investment. Clients should not assume that a performance fee does or does not apply without reviewing those documents.

Question 9

What trading costs can apply?

Accepted Answer

Depending on the account, investments and institutions involved, costs may include trading commissions, brokerage charges, exchange or regulatory fees, bid/ask spreads, product expenses, and account or administrative costs. Only the charges disclosed for the applicable mandate should be relied upon.

Question 10

What costs can apply to options strategies?

Accepted Answer

Depending on the strategy, account and executing institution, options transactions may involve commissions, bid/ask spreads, exchange or regulatory fees, brokerage charges and other transaction-related costs. Applicable costs are disclosed before implementation. Options are complex and involve risk, including loss of premium and, in certain structures, obligations exceeding the premium received.

Question 11

How are conflicts of interest handled?

Accepted Answer

Maryana states that conflicts of interest, including any relationship with a product provider, are disclosed in writing. The firm also states that it does not accept undisclosed commissions. The applicable conflict disclosures should be reviewed before an engagement begins.

Question 12

How can I verify Maryana Capital's registration?

Accepted Answer

Investors should independently verify Maryana Capital's current registration status, registration categories and permitted jurisdictions through the applicable securities regulatory authority before engaging the firm. Registration is not an approval, endorsement or recommendation of Maryana, its personnel, or any investment product or strategy.

Question 13

Who can I contact with questions about my account?

Accepted Answer

Contact Maryana Capital's client-service team at info@maryana.ca or +1 (647) 846-5370. Compliance questions may be sent to compliance@maryana.ca. Do not include account numbers, identification documents or other sensitive information in the general enquiry form.

Answers, plainly stated.

Review the complete transparency overview.